EPSTEIN
page 1 / 670 . OCR, unverified
Dataset10 061
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Ziggy Kozelsky
Markets Coverage Group
Deutsche Bank Securities Inc.
Private Wealth Management
345 Park Avenue
New York, NY 10154
Sent From Blackberry
Vahe Stepanian
— Original Message —
From: Vahe Stepanian
Sent: 10/21/2013 08:47 AM EDT
To: Zia Memon
Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
Subject: BSO Exception Request - DB POA Form
(I)
Classification: For internal use only
Good Morning Zia,
Hope you had a great weekend.
Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below).
As you may know, we are in the process of onboarding a new client, Jeffrey Epstein, who has already
transferred in $120mm+ liquid across his accounts.
A few items that we're requesting exceptions for:
1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would
like his assistants to have FULL POA over accts. Cannot use LTA in this situation.
2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval
3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant
is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant).
I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have
any questions.
We're meeting with the client tomorrow morning, so we would appreciate if you could please review at
some point today.
Thanks in advance for your help.
Vahe
— Forwarded by Vahe Stepanian/db/dbcom on 10/21/2013 08:35 AM —
From.
Fran M Wickman/dbidhcom
To:
Cc:
Date:'
10/18/201302:52 PM
Subject:
POA Issues II]
Classification: For internal use only
N4G-024943 & N4G-024935 - DB POA is for Natural Persons accounts only. DB Limited Trading
Authorization is to be completed for trusts & corporations.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0098306
CONFIDENTIAL
SDNY_GM_00244490
EFTA01392969
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PassitncluPerftwen.
- Professional relationship to Agent requires BSO approval.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
- DB POA is for
Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations 8
LLCs.
s not a valid acct #.
Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht.
The signatures were notarized by one the Agents being given power of attorney.
Kind regards,
Fran Wickman
CI
Fran Wickman
•
Deutsche Sank Securities Inc.
Private and Institutional Client Services (PIGS)
more. MD. USA
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0098307
CONFIDENTIAL
SDNY_GM_00244491
EFTA01392970
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AUTHORIZATION OF
OF POWER OF ATTORNEY
N ikOhah st
For Natural/Individual Persons For Brokerage Accounts and/or retirement accounts with DBSI
This Authorization/Power of Attorney constitutes a non-durable limited power of attorney, designed to
give a person or persons designated by you either (1) limited authority over your Account(s) or (2) full
authority over your Account(s) as set font below.
NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REOUIRED TO BE INCLUDED,
VERBATIM, IN EVERY POWER OF ATTORNEY.
CAUTION TO THE PRINCIPAL: Your Power of Attorney is an importaot document. As the "Principal," you
give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your
property duriog your lifetime without telling you. You do not lose your authority to act even though you have
given your agent similar authority. When your agent exercises this authority, he or she must act according
to any instructions you have provided or, when there are no specific instructions, in your best interest.
important Information for the Agent" at the end of this document describes your agent's responsibilities.
Your agent can act on your behalf only after signing the Power of Attorney before a notary public.
You can request information from your agent at any time. If you are revoking a prior Power of Attorney by
executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s)
and to the financial institutions where your accounts are located. You can revoke or terminate your Power
of Attorney at any time for any reason as long as you are of sound mind. If you are no longer of sound mind,
a court can remove an agent for acting improperly. Your agent cannot make health care decisions for you.